DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• N• K••••••

U•• F•••••••• S••••••• I•••wirehouseWeehawken, Nj dual registrantIAPD 5209711

Feed of 09/15/2026

Also filed as R•••• N• K••••••

At current firm

4 y

since Jan 3, 2022

In the industry

19 y

since Sep 22, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jan 3, 2022 · Providence, Ri
J••• M••••• S••••••••• L•• wirehouse
Aug 28, 2018 to Oct 29, 2021 · Boston, Ma
S•••••••• S••••••••• BD affiliated
Apr 11, 2014 to Aug 17, 2018 · Worcester, Ma
C••••••• S••••••••• I••• BD affiliated
Aug 27, 2012 to Apr 10, 2014 · Southfield, Mi
C•••• I••••••••• S••••••• C•••• former
Jan 30, 2009 to Aug 28, 2012 · Madison Heights, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left Oct 29, 2021, registered Jan 3, 2022 (66 days) · Wirehouse to wirehouse
S•••••••• S••••••••• to J••• M••••• S••••••••• L••
left Aug 17, 2018, registered Aug 28, 2018 (11 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• S••••••••• I••• to S•••••••• S•••••••••
left Apr 10, 2014, registered Apr 11, 2014 (1 days) · Other
C•••• I••••••••• S••••••• C•••• to C••••••• S••••••••• I•••
left Aug 28, 2012, registered Aug 27, 2012 (-1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address