DFX Intelligence
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Registered advisor
A•••• M•••••• T••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••• M• T••••••
At current firm
8 y
since Sep 29, 2017
In the industry
19 y
since Dec 6, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• BD affiliated currentsince Sep 29, 2017 · Overland Park, Ks
- W•••••• • R••• formerJul 31, 2008 to Aug 25, 2017 · Overland Park, Ks
- E••••• J•••• national BDDec 8, 2006 to May 16, 2008 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to M••••••left Aug 25, 2017, registered Sep 29, 2017 (35 days) · Other
- E••••• J•••• to W•••••• • R•••left May 16, 2008, registered Jul 31, 2008 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address