RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A• M••••
- A•••••• R••••••• C•••••• independent RIA currentsince Jan 28, 2013 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedMar 30, 2011 to Mar 27, 2013 · Southlake, Tx
- E••••• J•••• national BDJan 19, 2007 to Mar 31, 2011 · St Louis, Mo
- L•• F•••••••• L•• to A•••••• R••••••• C••••••left Mar 27, 2013, registered Jan 28, 2013 (-58 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Mar 31, 2011, registered Mar 30, 2011 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address