DFX Intelligence
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Registered advisor
W••••• J••• S••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as W••••• S••••••••• S••••••••• J• S••••••
At current firm
1 y
since Jan 16, 2025
In the industry
19 y
since Dec 8, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 16, 2025 · Murray, Ut
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Jan 21, 2025 · Murray, Ut
- S••••••••• A•••••• A•••••••• I••• formerAug 11, 2008 to Jun 14, 2024 · Midvale, Ut
- S•••••••• A••••••• L•• national BDOct 25, 2007 to Jul 28, 2008 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••••••• F•••••••• N••••••left Jan 21, 2025, registered Jan 16, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jul 28, 2008, registered Aug 11, 2008 (14 days) · Other
Signals
- ••• LockedJan 21, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address