RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jun 25, 2026 · Chicago, Il
- V•••••• C•••••• M••••••••• L• formerMay 28, 2015 to Jun 17, 2026 · Chicago, Il
- C••• C••••••• L•• independent RIASep 24, 2013 to May 14, 2015 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 11, 2008 to Feb 21, 2013 · Chicago, Il
- T• A••••••••• I••• formerMar 11, 2008 to Feb 21, 2013 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDDec 19, 2006 to Mar 4, 2008 · Chicago, Il
- V•••••• C•••••• M••••••••• L• to C••••••left Jun 17, 2026, registered Jun 25, 2026 (8 days) · RIA to RIA · moved with a team
- C••• C••••••• L•• to V•••••• C•••••• M••••••••• L•left May 14, 2015, registered May 28, 2015 (14 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 21, 2013, registered Mar 11, 2008 (-1808 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 21, 2013, registered Mar 11, 2008 (-1808 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Mar 4, 2008, registered Mar 11, 2008 (7 days) · Other
- I••• M•••••• Z•••••• left V•••••• C•••••• M••••••••• L• for Corient (registered 2026-06-25)Jun 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address