Z•••• B••••••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Feb 4, 2016 · Fairfax, Va
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Dec 17, 2014 to Dec 3, 2015 · Mclean, Va
• E•••• S••••••••• L•• BD affiliated
  Mar 31, 2014 to Dec 10, 2014 · Reston, Va

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•• I•••••••• S•••••••• L••
  left Dec 3, 2015, registered Feb 4, 2016 (63 days) · Other
• E•••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Dec 10, 2014, registered Dec 17, 2014 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address