RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• independent RIA currentsince Oct 3, 2025 · New York, Ny
- C•••••• independent RIAJan 18, 2023 to Oct 3, 2025 · San Diego, Ca
- T•• T•••• G•••• state registeredNov 12, 2020 to Mar 9, 2024 · La Jolla, Ca
- C•••••• to S••••left Oct 3, 2025, registered Oct 3, 2025 (0 days) · RIA to RIA
- T•• T•••• G•••• to C••••••left Mar 9, 2024, registered Jan 18, 2023 (-416 days) · Other
- C••••••••• J••• O•••• left Corient for Savvy (registered 2025-10-03)Oct 3, 2025 · Advisor changed firm · fact
- C••••••••• J••• O•••• left T•• T•••• G•••• for Corient (registered 2023-01-18)Mar 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address