DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vicki Lynn Wiley
Feed of 09/15/2026
Also filed as Vicki Lynn Wiley
At current firm
13 y
since May 8, 2013
In the industry
19 y
since Oct 25, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wesbanco Securities, Inc. BD affiliated currentsince May 8, 2013 · Wheeling, Wv
- Huntington Financial Advisors BD affiliatedMar 24, 2008 to Apr 26, 2013 · Shadyside, Oh
- Osaic Institutions, Inc. BD affiliatedOct 25, 2006 to Nov 27, 2007 · Woodsfield, Oh
Moves
a registration end followed by a registration begin elsewhere
- Huntington Financial Advisors to Wesbanco Securities, Inc.left Apr 26, 2013, registered May 8, 2013 (12 days) · Other
- Osaic Institutions, Inc. to Huntington Financial Advisorsleft Nov 27, 2007, registered Mar 24, 2008 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address