DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• H••••• M•••••

R••••• W• B•••• • C•• I•••••••••mixed wealthPittsburgh - Wexford, Padual registrantIAPD 5216604

Feed of 09/14/2026

Also filed as S•••• Kay H•••••

At current firm

0 y

since Apr 15, 2026

In the industry

19 y

since Dec 18, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Apr 15, 2026 · Pittsburgh - Wexford, Pa
L•• F•••••••• L•• BD affiliated
Nov 20, 2025 to Apr 13, 2026 · Sewickley, Pa
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 16, 2021 to Dec 19, 2024 · Irwin, Pa
U••••• C•••••• F•••••••• A••••••• independent RIA
Jan 31, 2014 to Dec 9, 2020 · Canonsburg, Pa
W•••••• P•••••• W••••• independent RIA
Apr 2, 2012 to May 8, 2013 · Bridgeville, Pa
L•• F•••••••• L•• BD affiliated
Sep 21, 2011 to Mar 5, 2013 · Bridgeville, Pa
M••••••• C••••• W••••• S•••••••• I••• independent RIA
Aug 5, 2009 to May 23, 2011 · Wexford, Pa
N••••••• I••••••••• A•••••••• I••• unclassified
Dec 19, 2006 to Jun 5, 2009 · Canonsburg, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Apr 13, 2026, registered Apr 15, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Dec 19, 2024, registered Nov 20, 2025 (336 days) · Affiliated broker-dealer or bank to another
U••••• C•••••• F•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 9, 2020, registered Sep 16, 2021 (281 days) · Affiliated broker-dealer or bank to another
W•••••• P•••••• W••••• to U••••• C•••••• F•••••••• A•••••••
left May 8, 2013, registered Jan 31, 2014 (268 days) · Other
L•• F•••••••• L•• to W•••••• P•••••• W•••••
left Mar 5, 2013, registered Apr 2, 2012 (-337 days) · Other
M••••••• C••••• W••••• S•••••••• I••• to L•• F•••••••• L••
left May 23, 2011, registered Sep 21, 2011 (121 days) · Other
N••••••• I••••••••• A•••••••• I••• to M••••••• C••••• W••••• S•••••••• I•••
left Jun 5, 2009, registered Aug 5, 2009 (61 days) · Other

Signals

S•••• H••••• M••••• left L•• F•••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2026-04-15)
Apr 13, 2026 · Advisor changed firm · fact
S•••• H••••• M••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-11-20)
Dec 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address