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Registered advisor
N••••••• G••••• B•••••
Feed of 09/14/2026
Also filed as N••••••• G••••• B•••••
At current firm
9 y
since Apr 18, 2017
In the industry
19 y
since Mar 12, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 18, 2017 · Columbus, Oh
- W•••• F•••• A••••••• wirehouseJul 13, 2016 to Mar 14, 2017 · Columbus, Oh
- U•• F•••••••• S••••••• I••• wirehouseDec 21, 2011 to Jul 21, 2016 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 24, 2011 to Dec 20, 2011 · Columbus, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 18, 2010 to Jul 13, 2011 · Chicago, Il
- O••••••••• • C•• I••• BD affiliatedAug 3, 2009 to Feb 3, 2010 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseOct 2, 2007 to May 13, 2009 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 14, 2017, registered Apr 18, 2017 (35 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 21, 2016, registered Jul 13, 2016 (-8 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 20, 2011, registered Dec 21, 2011 (1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 13, 2011, registered Aug 24, 2011 (42 days) · Other
- O••••••••• • C•• I••• to C•••••••• G••••• M•••••• I•••left Feb 3, 2010, registered Feb 18, 2010 (15 days) · Other
- U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••left May 13, 2009, registered Aug 3, 2009 (82 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address