RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• P•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 5, 2026 · Kensington, Md
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to Feb 11, 2026 · Leesburg, Va
- M•• S••••••••• I••• unclassifiedJun 7, 2017 to Jun 9, 2021 · Silver Spring, Md
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 14, 2016 to Apr 25, 2017 · Glen Burnie, Md
- S••••••• I••••••••• S•••••••• I••• formerAug 26, 2015 to Dec 31, 2016 · Glen Burnie, Md
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 11, 2026, registered Feb 5, 2026 (-6 days) · Affiliated broker-dealer or bank to another
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to M•• S••••••••• I•••left Apr 25, 2017, registered Jun 7, 2017 (43 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 14, 2016 (-108 days) · corporate re-registration, not a move
- D•••• M•••••• P••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-02-05)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address