RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• L• M•••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Newnan, Ga
- S••••••••• A•••••• A•••••••• I••• formerMar 4, 2022 to Jun 14, 2024 · Peachtree City, Ga
- I••••••••• F•••••••• G••••• L•• BD affiliatedNov 5, 2015 to Mar 3, 2022 · Tyrone, Ga
- S••••••••• A•••••• A•••••••• I••• formerOct 7, 2014 to Nov 2, 2015 · Tyrone, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 10, 2014 to Oct 6, 2014 · Atlanta, Ga
- M••••• S•••••• wirehouseDec 16, 2009 to Feb 20, 2014 · Atlanta, Ga
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• F•••••••• G••••• L•• to S••••••••• A•••••• A•••••••• I•••left Mar 3, 2022, registered Mar 4, 2022 (1 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to I••••••••• F•••••••• G••••• L••left Nov 2, 2015, registered Nov 5, 2015 (3 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• A•••••• A•••••••• I•••left Oct 6, 2014, registered Oct 7, 2014 (1 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 20, 2014, registered Mar 10, 2014 (18 days) · Wirehouse to wirehouse
- M•••• L• M••••••• left I••••••••• F•••••••• G••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2022-03-04)Mar 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address