DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S•••• B••• R•••

G•• W•••••state registeredMt Pleasant, ScIA-onlyIAPD 5221771

Feed of 09/14/2026

Also filed as S•••• B••• Jack

At current firm

0 y

since Jan 26, 2026

In the industry

19 y

since Jul 24, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•• W••••• state registered current
since Jan 26, 2026 · Mt Pleasant, Sc
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Oct 8, 2019 to Feb 20, 2026 · Columbia, Md
O•••• P•••••••• S••••••••• L•• former
Jan 8, 2019 to Oct 3, 2019 · Vienna, Va
O•••• P•••••••• S••••••••• L•• BD affiliated
Nov 12, 2015 to Dec 31, 2018 · Bel Air, Md

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to G•• W•••••
left Feb 20, 2026, registered Jan 26, 2026 (-25 days) · Affiliated broker-dealer or bank to a state-registered adviser
O•••• P•••••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 3, 2019, registered Oct 8, 2019 (5 days) · RIA to affiliated broker-dealer or bank
O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••
left Dec 31, 2018, registered Jan 8, 2019 (8 days) · channel change inside one enterprise, not a move · moved with a team

Signals

S•••• B••• R••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for G•• W••••• (registered 2026-01-26)
Feb 20, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address