DFX Intelligence
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Channel change (one enterprise)
12 advisors moved from O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Reisdorff | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Darrell Lynn Saathoff | Holmesville, Ne | Dec 31, 2018 | Jan 15, 2019 |
| Kevin George Vonseggern | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Lisa Marie Pekny | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Meghan Elizabeth Castinado | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Ryan David Byrne | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Shari Beth Rash | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Stephanie Margo Bloomberg | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Steven Allen Grove | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| Tucker Webber | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| William Glenn Brian Ragle | Omaha, Ne | Dec 31, 2018 | Jan 8, 2019 |
| William Sayler Wostoupal | Omaha, Ne | Dec 31, 2018 | Jan 15, 2019 |
The rule
- Registrations ended
- Dec 31, 2018
- Registered next
- Jan 8, 2019 to Jan 15, 2019
- Branch state
- NE
- Cities
- 2, most in Omaha, Ne
- Registered there that day
- 47 (people still on IAPD; an estimate)
- Share of that headcount
- 26%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- a succession within a year (Sep 3, 2019), not necessarily this firm