DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andres E Roodveldt
Feed of 09/14/2026
Also filed as Andres Roodveldt
At current firm
0 y
since Mar 24, 2026
In the industry
19 y
since Dec 4, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ensign Advisory Partners LLC independent RIA currentsince Mar 24, 2026 · Gilbert, Az
- Zenith Wealth Advisors independent RIAMar 3, 2022 to Jan 23, 2026 · Scottsdale, Az
- Bok Financial Private Wealth, Inc. independent RIAJun 28, 2019 to Oct 29, 2019 · Denver, Co
- Cobiz Wealth formerJun 18, 2018 to Oct 29, 2019 · Phoenix, Az
- Charles Schwab & Co., Inc. national BDJan 25, 2010 to Apr 19, 2010 · Phoenix, Az
- Citigroup Global Markets Inc. BD affiliatedOct 23, 2007 to Jul 14, 2008 · Berkeley, Ca
Moves
a registration end followed by a registration begin elsewhere
- Zenith Wealth Advisors to Ensign Advisory Partners LLCleft Jan 23, 2026, registered Mar 24, 2026 (60 days) · RIA to RIA
- Bok Financial Private Wealth, Inc. to Zenith Wealth Advisorsleft Oct 29, 2019, registered Mar 3, 2022 (856 days) · RIA to a newly registered adviser
- Cobiz Wealth to Bok Financial Private Wealth, Inc.left Oct 29, 2019, registered Jun 28, 2019 (-123 days) · RIA to RIA · moved with a team
- Charles Schwab & Co., Inc. to Cobiz Wealthleft Apr 19, 2010, registered Jun 18, 2018 (2982 days) · Affiliated broker-dealer or bank to independent RIA
- Citigroup Global Markets Inc. to Charles Schwab & Co., Inc.left Jul 14, 2008, registered Jan 25, 2010 (560 days) · Other
Signals
- Andres E Roodveldt left Zenith Wealth Advisors for Ensign Advisory Partners Llc (registered 2026-03-24)Jan 23, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address