DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Zenith Wealth Advisors
Legal name Vb&T Wealth Management LLC
Latest filing Mar 4, 2026
First filing on the tape Jan 13, 2022 · 15 filings
SEC status approved since Feb 15, 2022
RAUM
$328M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$270M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$82.1M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$328M as of Mar 4, 2026
Feb 13, 2023$168M then
HNW client RAUM$259M as of Mar 4, 2026
Feb 13, 2023$140M then
State-registered IARs (5.B.3)4 as of Mar 4, 2026
Feb 13, 20233 then
Employees (5.A)4 as of Mar 4, 2026
Feb 13, 20233 then
Private funds: no history
RAUM +8.3% over the last fiscal year+25% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $68.0M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$259M79%
- Corporations and businesses$49.8M15%
- Individuals$11.1M3.4%
- Pension and profit-sharing plans$6.1M1.8%
- Charitable organizations$2.7M0.8%
- Individual clients
- 33reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 314reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $68.0M for 15 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patricia Grinko Stark | Scottsdale, Az | Mar 3, 2022 | 18 y | 0 |
| Daniel Christopher ThompsonCertified Financial Planner | Scottsdale, Az | Mar 3, 2022 | 30 y | 2 |
| Nicolas Alexandre Moise | Scottsdale, Az | Aug 27, 2024 | 14 y | 0 |
| Parker Foltz | Scottsdale, Az | Jun 30, 2025 | 11 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- Andres E Roodveldt to Ensign Advisory Partners LLCJan 23, 2026 · RIA to RIA
Joined, latest
- Parker Foltz from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 30, 2025 · Wirehouse to independent RIA
- Daniel Christopher Thompson from First Western Investment Management, Inc.Mar 3, 2022 · Other
- Andres E Roodveldt from Bok Financial Private Wealth, Inc.Mar 3, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jenifer Warnhoff · Chief Compliance Officersince 01/2022 · owns less than 5%
- Christopher Daniel Thompson · Managersince 01/2022 · owns F of Vb&T Holding Company LLC
Entity owners
- Vb&T Holding Company LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 276 to 314Jun 10, 2025 to Mar 4, 2026
- Corporate clients · unset to 7.0Jun 10, 2025 to Mar 4, 2026
- HNW clients · 49 to 52Jun 10, 2025 to Mar 4, 2026
- Individual clients · 34 to 33Jun 10, 2025 to Mar 4, 2026
- Assets in custody · $19.1M to $68.0MJun 10, 2025 to Mar 4, 2026
- Discretionary RAUM · $303M to $328MJun 10, 2025 to Mar 4, 2026
- HNW RAUM · $245M to $259MJun 10, 2025 to Mar 4, 2026
- Individual RAUM · $28.5M to $11.1MJun 10, 2025 to Mar 4, 2026
- Pension RAUM · unset to 6059485.0Jun 10, 2025 to Mar 4, 2026
- RAUM · $303M to $328MJun 10, 2025 to Mar 4, 2026
- Financial planning clients · 1-10 to 1-10Mar 3, 2025 to Jun 10, 2025
- Accounts · 225 to 276Aug 23, 2024 to Mar 3, 2025
- Advisory employees · 3 to 4Aug 23, 2024 to Mar 3, 2025
- Advisory activities · 4 to 3Aug 23, 2024 to Mar 3, 2025
- HNW clients · 40 to 49Aug 23, 2024 to Mar 3, 2025
- Individual clients · 31 to 34Aug 23, 2024 to Mar 3, 2025
- Assets in custody · $19.4M to $19.1MAug 23, 2024 to Mar 3, 2025
- Employees · 3 to 4Aug 23, 2024 to Mar 3, 2025
- State-registered IARs · 3 to 4Aug 23, 2024 to Mar 3, 2025
- Discretionary RAUM · $224M to $303MAug 23, 2024 to Mar 3, 2025
- HNW RAUM · $155M to $245MAug 23, 2024 to Mar 3, 2025
- Individual RAUM · $41.0M to $28.5MAug 23, 2024 to Mar 3, 2025
- RAUM · $224M to $303MAug 23, 2024 to Mar 3, 2025
- Accounts · 166 to 225Sep 19, 2023 to Feb 22, 2024
- Charity clients · 1.0 to unsetSep 19, 2023 to Feb 22, 2024
- Corporate clients · 4.0 to unsetSep 19, 2023 to Feb 22, 2024
- HNW clients · 41 to 40Sep 19, 2023 to Feb 22, 2024
- Individual clients · 11 to 31Sep 19, 2023 to Feb 22, 2024
- Assets in custody · $17.7M to $19.4MSep 19, 2023 to Feb 22, 2024
- Discretionary RAUM · $168M to $224MSep 19, 2023 to Feb 22, 2024
- HNW RAUM · $140M to $155MSep 19, 2023 to Feb 22, 2024
- Individual RAUM · $2.8M to $41.0MSep 19, 2023 to Feb 22, 2024
- RAUM · $168M to $224MSep 19, 2023 to Feb 22, 2024
- Accounts · 121 to 166Aug 15, 2022 to Feb 13, 2023
- Advisory employees · 5 to 3Aug 15, 2022 to Feb 13, 2023
- Advisory activities · 3 to 4Aug 15, 2022 to Feb 13, 2023
- Charity clients · unset to 1.0Aug 15, 2022 to Feb 13, 2023
- Corporate clients · 1 to 4Aug 15, 2022 to Feb 13, 2023
- HNW clients · 30 to 41Aug 15, 2022 to Feb 13, 2023
- Individual clients · 13 to 11Aug 15, 2022 to Feb 13, 2023
Signals
2 dated events
- Andres E Roodveldt left Zenith Wealth Advisors for Ensign Advisory Partners Llc (registered 2026-03-24)Jan 23, 2026 · Advisor changed firm · fact
- Vb&T Organizational Llc filed its initial SEC registration (Form ADV)Jan 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-999-9900reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/zenith-wealth-advisors/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- zenithwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-999-9900reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026