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Registered advisor
C•••• Y•• H•
Feed of 09/14/2026
Also filed as Charles Ho
At current firm
3 y
since Oct 12, 2022
In the industry
19 y
since Dec 16, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 12, 2022 · Pleasanton, Ca
- M••••• S•••••• wirehouseJun 4, 2021 to Sep 16, 2022 · Palo Alto, Ca
- W•••• F•••• A••••••• wirehouseJun 25, 2019 to May 25, 2021 · Palo Alto, Ca
- H••• S••••••••• •••• I••• BD affiliatedDec 17, 2015 to May 30, 2019 · Millbrae, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Dec 2, 2015 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedDec 18, 2006 to Jan 3, 2011 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 16, 2022, registered Oct 12, 2022 (26 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left May 25, 2021, registered Jun 4, 2021 (10 days) · Wirehouse to wirehouse · moved with a team
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left May 30, 2019, registered Jun 25, 2019 (26 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to H••• S••••••••• •••• I•••left Dec 2, 2015, registered Dec 17, 2015 (15 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- C•••• Y•• H• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-10-12)Sep 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address