RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M••••••••
- M••••• S•••••• wirehouse currentsince Mar 20, 2026 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 23, 2021 to Mar 25, 2026 · Walnut Creek, Ca
- P•• M•••••• A•••••• S••••••••• I••• formerDec 13, 2017 to Mar 22, 2021 · Walnut Creek, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 20, 2006 to Sep 3, 2009 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 25, 2026, registered Mar 20, 2026 (-5 days) · Wirehouse to wirehouse
- P•• M•••••• A•••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 22, 2021, registered Mar 23, 2021 (1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• I••••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Sep 3, 2009, registered Dec 13, 2017 (3023 days) · Other
- A••••• M•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2026-03-20)Mar 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address