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Registered advisor
A•••• M•••••• C•••••••
Feed of 09/14/2026
Also filed as A•••• C•••••••
At current firm
10 y
since Mar 14, 2016
In the industry
19 y
since Nov 14, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Mar 24, 2016 · Tallahassee, Fl
- L•••••• I••••••••• independent RIA currentsince Mar 14, 2016 · Tallahassee, Fl
- S••••••• I••••••••• I••• formerDec 28, 2015 to Mar 15, 2016 · Tallahassee, Fl
- S••••••• F•••••••• S•••••••• I••• formerAug 24, 2007 to Dec 28, 2015 · Bellevue, Wa
- J•••• • L••••• A••••••• unclassifiedJan 5, 2007 to Aug 24, 2007 · Sarasota, Fl
- R•••••••• A•••• M••••••••• unclassifiedDec 12, 2006 to Aug 28, 2007 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to L•••••• I•••••••••left Mar 15, 2016, registered Mar 14, 2016 (-1 days) · Other · moved with a team
- S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••left Dec 28, 2015, registered Dec 28, 2015 (0 days) · corporate re-registration, not a move
- R•••••••• A•••• M••••••••• to J•••• • L••••• A•••••••left Aug 28, 2007, registered Jan 5, 2007 (-235 days) · Other
- J•••• • L••••• A••••••• to S••••••• F•••••••• S•••••••• I•••left Aug 24, 2007, registered Aug 24, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address