RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• M••• C••••••••
- C••••• W••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Johns Creek, Ga
- P•• W••••• M••••••••• BD affiliatedMar 18, 2010 to Mar 1, 2013 · Baltimore, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 13, 2008 to Sep 9, 2009 · Pikeville, Md
- T• A••••••••• I••• formerNov 13, 2008 to Sep 9, 2009 · Towson, Md
- E••••• J•••• national BDJan 11, 2007 to Nov 7, 2008 · St Louis, Mo
- P•• W••••• M••••••••• to C••••• W••••• M••••••••• L••left Mar 1, 2013, registered Jan 1, 2026 (4689 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to P•• W••••• M•••••••••left Sep 9, 2009, registered Mar 18, 2010 (190 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 9, 2009, registered Nov 13, 2008 (-300 days) · channel change inside one enterprise, not a move
- E••••• J•••• to T• A••••••••• I•••left Nov 7, 2008, registered Nov 13, 2008 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address