DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• A•••••• P••••

R••••••• W••••• M•••••••••independent RIADenver, CoIA-onlyIAPD 5228191

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Joe Perna

At current firm

0 y

since Feb 6, 2026

In the industry

19 y

since Sep 10, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••• W••••• M••••••••• independent RIA current
since Feb 6, 2026 · Denver, Co
C••••••• P•••••••• I••• independent RIA
Aug 9, 2024 to Mar 3, 2026 · New York, Ny
M••••• F••• W••••• M••••••••• L•• independent RIA
Nov 24, 2014 to Aug 9, 2024 · Alexandria, Va
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jan 3, 2012 to Nov 17, 2014 · Annapolis, Md
M••••• S•••••• wirehouse
Jun 1, 2009 to Nov 22, 2011 · Bethesda, Md
M••••• S•••••• • C•• L•• unclassified
Feb 22, 2008 to Jun 1, 2009 · Bethesda, Md
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 18, 2007 to Mar 3, 2008 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••••• I••• to R••••••• W••••• M•••••••••
left Mar 3, 2026, registered Feb 6, 2026 (-25 days) · RIA to RIA
M••••• F••• W••••• M••••••••• L•• to C••••••• P•••••••• I•••
left Aug 9, 2024, registered Aug 9, 2024 (0 days) · RIA to RIA
N••••••••• M••••• I••••••••• S••••••••• to M••••• F••• W••••• M••••••••• L••
left Nov 17, 2014, registered Nov 24, 2014 (7 days) · Other
M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 22, 2011, registered Jan 3, 2012 (42 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Mar 3, 2008, registered Feb 22, 2008 (-10 days) · Other

Signals

J••••• A•••••• P•••• left C••••••• P•••••••• I••• for R••••••• W••••• M••••••••• (registered 2026-02-06)
Mar 3, 2026 · Advisor changed firm · fact
J••••• A•••••• P•••• left M••••• F••• W••••• M••••••••• L•• for C••••••• P•••••••• I••• (registered 2024-08-09)
Aug 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address