DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christine Le Raimond
Certified Financial Planner
Feed of 09/15/2026
Also filed as Christine Luyen Le
At current firm
1 y
since Jan 8, 2025
In the industry
11 y
since Mar 18, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Northstar Investment Advisory LLC no RAUM currentsince Jan 8, 2025 · West Hollywood, Ca
- Compound Advisers, Inc. formerMar 14, 2023 to Sep 13, 2023 · San Francisco, Ca
- Kayne Anderson Rudnick Investment Management, LLC mixed wealthDec 1, 2016 to Jun 16, 2021 · San Francisco, Ca
- J.P. Morgan Private Wealth Advisors LLC formerMar 18, 2015 to Sep 16, 2016 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Compound Advisers, Inc. to Northstar Investment Advisory LLCleft Sep 13, 2023, registered Jan 8, 2025 (483 days) · Other
- Kayne Anderson Rudnick Investment Management, LLC to Compound Advisers, Inc.left Jun 16, 2021, registered Mar 14, 2023 (636 days) · Other
- J.P. Morgan Private Wealth Advisors LLC to Kayne Anderson Rudnick Investment Management, LLCleft Sep 16, 2016, registered Dec 1, 2016 (76 days) · Other
Signals
- Christine Le Raimond left Compound Advisers, Inc. for Northstar Investment Advisory Llc (registered 2025-01-08)Sep 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address