DFX Intelligence
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Registered advisor
M•••••• M•••• R•••••
Feed of 09/15/2026
Also filed as M•••••• R••••• B••••••••• R••••• S••••••••• A••••••••• R• B••••••••• R• S••••••••• R••••• A••••••••• R• A••••••••• R• W•••••••••
At current firm
9 y
since Mar 13, 2017
In the industry
18 y
since Sep 4, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Mar 13, 2017 · Brooklyn, Oh
- W•••• F•••• A••••••• wirehouseAug 11, 2016 to Mar 13, 2017 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 18, 2008 to Jan 4, 2016 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to K•• I••••••••• S••••••• L••left Mar 13, 2017, registered Mar 13, 2017 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 4, 2016, registered Aug 11, 2016 (220 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address