DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Eric Beaty
Feed of 09/14/2026
At current firm
3 y
since Apr 3, 2023
In the industry
18 y
since Dec 14, 2007 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arete Wealth Advisors, LLC BD affiliated currentsince Apr 3, 2023 · Knoxville, Tn
- Center Street Advisors, Inc. formerJun 2, 2017 to Nov 8, 2023 · Knoxville, Tn
- Securities America Advisors, Inc. formerMar 20, 2017 to Jun 5, 2017 · Knoxville, Tn
- Usadvisors Wealth Management, LLC independent RIAOct 27, 2014 to Mar 21, 2017 · Knoxville, Tn
- Usadvisors Wealth Management, LLC independent RIAJan 24, 2012 to Dec 5, 2012 · Knoxville, Tn
- Securities America Advisors, Inc. formerAug 1, 2011 to Oct 28, 2014 · Knoxville, Tn
- Legacy Tax And Financial Planning, LLC unclassifiedJul 23, 2009 to Nov 16, 2011 · Knoxville, Tn
- Woodbury Financial Services, Inc. formerFeb 4, 2009 to Dec 31, 2009 · Knoxville, Tn
- Securian Financial Services, Inc. formerFeb 19, 2008 to Jan 5, 2009 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Center Street Advisors, Inc. to Arete Wealth Advisors, LLCleft Nov 8, 2023, registered Apr 3, 2023 (-219 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Securities America Advisors, Inc. to Center Street Advisors, Inc.left Jun 5, 2017, registered Jun 2, 2017 (-3 days) · Other · moved with a team
- Usadvisors Wealth Management, LLC to Securities America Advisors, Inc.left Mar 21, 2017, registered Mar 20, 2017 (-1 days) · Other · moved with a team
- Securities America Advisors, Inc. to Usadvisors Wealth Management, LLCleft Oct 28, 2014, registered Jan 24, 2012 (-1008 days) · Other
- Legacy Tax And Financial Planning, LLC to Securities America Advisors, Inc.left Nov 16, 2011, registered Aug 1, 2011 (-107 days) · Other
- Woodbury Financial Services, Inc. to Legacy Tax And Financial Planning, LLCleft Dec 31, 2009, registered Jul 23, 2009 (-161 days) · Other
- Securian Financial Services, Inc. to Woodbury Financial Services, Inc.left Jan 5, 2009, registered Feb 4, 2009 (30 days) · Other
Signals
- Scott Eric Beaty left Center Street Advisors, Inc. for Arete Wealth Advisors, Llc (registered 2023-04-03)Nov 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address