DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vantage Advisors, LLC

Former SEC-registered adviserSt. George, UtahCRD 153054SEC 801-71164IAPD
Latest filing Jun 14, 2012
First filing on the tape Mar 2, 2012 · 5 filings
RAUM
$44.3M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$44.3M as of Jun 14, 2012
Mar 2, 2012$44.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 14, 2012
Mar 2, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 14, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$461,680derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
96reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Debbie Hooge · Chief Compliance Officercontrol
      since 12/2010 · owns less than 5%
    • Alexander Gregory Kemp · Managing Member/Ceocontrol
      since 02/2010 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Kemp Commercial LLC
      investment companyy
    • Vantage Financial Solutions, Inc.
      real estatey
    • Vantage Strategies LLC
      insurancey
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Discretionary RAUM · $307,325 to $0
      Apr 12, 2012 to Apr 13, 2012
    • Non-discretionary RAUM · $44.0M to $44.3M
      Apr 12, 2012 to Apr 13, 2012
    Signals
    4 dated events
    • Neal Marchant left Vantage Advisors, Llc for Ep Wealth Advisors (registered 2022-06-27)
      Dec 15, 2022 · Advisor changed firm · fact
    • Brooke Wadsworth left Vantage Advisors, Llc for Ep Wealth Advisors (registered 2022-06-21)
      Jun 24, 2022 · Advisor changed firm · fact
    • Aaron Oakley Best left Vantage Advisors, Llc for Ep Wealth Advisors (registered 2022-05-31)
      Jun 24, 2022 · Advisor changed firm · fact
    • 2 advisors left Vantage Advisors, LLC (ST George, UT) for EP Wealth Advisors on the same day
      Jun 24, 2022 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026