DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••• J• G•••••••
Feed of 09/14/2026
At current firm
15 y
since Feb 23, 2011
In the industry
30 y
since Feb 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Feb 23, 2011 · San Diego, Ca
- Q•• F•••••••• L•• unclassifiedDec 9, 2008 to Feb 11, 2011 · San Diego, Ca
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 5, 2008 to Dec 8, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Q•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Feb 11, 2011, registered Feb 23, 2011 (12 days) · Other
- V••• F•••••••• A•••••••• I••• to Q•• F•••••••• L••left Dec 8, 2008, registered Dec 9, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address