M•••••• D• P•••••

C••••• I••••••••• A••••••• L••BD affiliatedLakewood Ranch, Fldual registrantIAPD 5239085

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• P••••••••• D• P••••••••• D•••• P••••••••• P••••••••• D•••• P•••••

At current firm

1 y

since Aug 7, 2025

In the industry

17 y

since Oct 10, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 7, 2025 · Lakewood Ranch, Fl
A•••••• A••••••• S••••••• former
Feb 7, 2023 to Sep 5, 2025 · Lakewood Ranch, Fl
C•••••• S••••• • C••• I••• national BD
May 28, 2020 to Feb 10, 2023 · Temple Terrace, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jul 20, 2012 to Jan 8, 2018 · Addison, Tx
E•••••••• A•••••••• L•• national BD
Oct 13, 2008 to Jul 5, 2012 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Aug 7, 2025 (-29 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to A•••••• A••••••• S•••••••
left Feb 10, 2023, registered Feb 7, 2023 (-3 days) · Affiliated broker-dealer or bank to another
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Jul 5, 2012, registered Jul 20, 2012 (15 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

••• Locked
Feb 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address