RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• S••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 3, 2025 · Bradenton, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 25, 2021 to Jun 2, 2025 · Venice, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 28, 2019 to Sep 10, 2021 · Venice, Fl
- L•• F•••••••• L•• BD affiliatedSep 10, 2018 to Aug 9, 2019 · Lakewood Ranch, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedMay 27, 2014 to Sep 7, 2018 · Bradenton, Fl
- J••• M••••• S••••••••• L•• wirehouseDec 5, 2012 to May 9, 2014 · Bradenton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 11, 2011 to Oct 1, 2012 · Sarasota, Fl
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 2, 2025, registered Jun 3, 2025 (1 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••left Sep 10, 2021, registered Oct 25, 2021 (45 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 9, 2019, registered Aug 28, 2019 (19 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left Sep 7, 2018, registered Sep 10, 2018 (3 days) · Affiliated broker-dealer or bank to independent RIA
- J••• M••••• S••••••••• L•• to F•••• T•••• S••••••••• I•••left May 9, 2014, registered May 27, 2014 (18 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Dec 5, 2012 (65 days) · Wirehouse to wirehouse
- T•••• S•••••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2025-06-03)Jun 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address