RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M••••• D•••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 27, 2026 · Wilmington, Nc
- U•• F•••••••• S••••••• I••• wirehouseNov 6, 2020 to Apr 7, 2026 · Wilmington, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 14, 2010 to Nov 10, 2020 · Wilmington, Nc
- W•••• F•••• A••••••• wirehouseMar 22, 2007 to Jul 29, 2010 · Raleigh, Nc
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Apr 7, 2026, registered Mar 27, 2026 (-11 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Nov 10, 2020, registered Nov 6, 2020 (-4 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 29, 2010, registered Oct 14, 2010 (77 days) · Wirehouse to wirehouse
- A••••• M••••• D••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-03-27)Apr 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address