DFX Intelligence
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Feed of 09/15/2026
Also filed as R••••• E• D•••••
At current firm
1 y
since Jun 16, 2025
In the industry
19 y
since Aug 14, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 16, 2025 · Durant, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 10, 2015 to Jun 17, 2025 · Mckinney, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 20, 2015 · Sherman, Tx
- C•••• I••••••••• S••••••• C•••• formerJun 20, 2008 to Oct 1, 2012 · Denison, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 16, 2007 to Jun 10, 2008 · Mckinney, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 17, 2025, registered Jun 16, 2025 (-1 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 20, 2015, registered Apr 10, 2015 (-10 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Jun 10, 2008, registered Jun 20, 2008 (10 days) · Other
Signals
- ••• LockedJun 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address