DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Drew Weil
At current firm
3 y
since Feb 24, 2023
In the industry
19 y
since Aug 31, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Feb 24, 2023 · Birmingham, Al
- Truist Advisory Services, Inc. BD affiliatedFeb 17, 2021 to Feb 24, 2023 · Birmingham, Al
- Bb&T Securities, LLC formerApr 5, 2019 to Feb 17, 2021 · Birmingham, Al
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 10, 2011 to Apr 8, 2019 · Birmingham, Al
- Sterne Agee Asset Management, Inc. formerApr 29, 2008 to Jun 15, 2011 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Wells Fargo Advisorsleft Feb 24, 2023, registered Feb 24, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bb&T Securities, LLCleft Apr 8, 2019, registered Apr 5, 2019 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Sterne Agee Asset Management, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 15, 2011, registered Jun 10, 2011 (-5 days) · Other
Signals
- Adolph Weil left Truist Advisory Services, Inc. for Wells Fargo Advisors (registered 2023-02-24)Feb 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address