DFX Intelligence
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Registered advisor
R•••• M•••••• G•••••
Feed of 09/14/2026
Also filed as M••• G••••••••• M• G••••••••• M•••••• G••••••••• M• G•••••
At current firm
3 y
since Oct 27, 2022
In the industry
20 y
since Aug 1, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 27, 2022 · Mesquite, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2017 to Aug 3, 2022 · Dallas, Tx
- J••• M••••• S••••••••• L•• wirehouseJan 9, 2014 to Mar 9, 2017 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseJun 28, 2013 to Jan 8, 2014 · Addison, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 2, 2013 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerJun 15, 2009 to Oct 1, 2012 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2007 to Dec 22, 2008 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Aug 3, 2022, registered Oct 27, 2022 (85 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 9, 2017, registered Mar 7, 2017 (-2 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jan 8, 2014, registered Jan 9, 2014 (1 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 2, 2013, registered Jun 28, 2013 (-4 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Dec 22, 2008, registered Jun 15, 2009 (175 days) · Other
Signals
- ••• LockedAug 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address