DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Charles Cummings

Raymond James Financial Services Advisors, IncBD affiliatedStuart, Fldual registrantIAPD 5251369

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Aug 18, 2026

In the industry

19 y

since Feb 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Aug 18, 2026 · Stuart, Fl
LPL Financial LLC BD affiliated
Oct 31, 2019 to Sep 1, 2026 · Stuart, Fl
Summit Financial Group Inc former
Sep 1, 2009 to Nov 6, 2019 · Stuart, Fl
Mutual Service Corporation unclassified
May 14, 2008 to Aug 6, 2009 · Stuart, Fl
Wells Fargo Advisors wirehouse
Jan 1, 2008 to May 9, 2008 · Fort Pierce, Fl
A. G. Edwards & Sons, Inc. unclassified
Feb 20, 2007 to Jan 1, 2008 · Fort Pierce, Fl

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Raymond James Financial Services Advisors, Inc
left Sep 1, 2026, registered Aug 18, 2026 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
Summit Financial Group Inc to LPL Financial LLC
left Nov 6, 2019, registered Oct 31, 2019 (-6 days) · Affiliated broker-dealer or bank to another
Mutual Service Corporation to Summit Financial Group Inc
left Aug 6, 2009, registered Sep 1, 2009 (26 days) · Other
Wells Fargo Advisors to Mutual Service Corporation
left May 9, 2008, registered May 14, 2008 (5 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Michael Charles Cummings left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2026-08-18)
Sep 1, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address