RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• W•••••• J•••••
- C•••••• independent RIA currentsince Sep 2, 2026 · Morristown, Nj
- B••••• T•••• independent RIAFeb 10, 2023 to Jul 21, 2026 · Morristown, Nj
- F•••• independent RIAMar 25, 2020 to Oct 4, 2022 · Spring Lake, Nj
- C•••••• S••••• • C••• I••• national BDJun 6, 2013 to Oct 30, 2018 · Red Bank, Nj
- S•••••••• S••••••••• BD affiliatedFeb 14, 2013 to May 24, 2013 · Toms River, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2007 to Jan 20, 2009 · New York, Ny
- D••••••• • D••••••• L•• formerAug 20, 2007 to Nov 2, 2007 · New York, Ny
- B••••• T•••• to C••••••left Jul 21, 2026, registered Sep 2, 2026 (43 days) · RIA to RIA · moved with a team
- F•••• to B••••• T••••left Oct 4, 2022, registered Feb 10, 2023 (129 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to F••••left Oct 30, 2018, registered Mar 25, 2020 (512 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• S••••••••• to C•••••• S••••• • C••• I•••left May 24, 2013, registered Jun 6, 2013 (13 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••left Jan 20, 2009, registered Feb 14, 2013 (1486 days) · Other
- D••••••• • D••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 2, 2007, registered Dec 21, 2007 (49 days) · Other
- E•••• W•••••• J••••• left B••••• T•••• for Corient (registered 2026-09-02)Jul 21, 2026 · Advisor changed firm · fact
- E•••• W•••••• J••••• left Facet for B••••• T•••• (registered 2023-02-10)Oct 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address