DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Joseph Picerni
Feed of 09/14/2026
Also filed as Anthony Joseph Picerni
At current firm
1 y
since Jun 13, 2025
In the industry
19 y
since Feb 12, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cx Institutional, LLC independent RIA currentsince Jun 13, 2025 · Auburn, In
- Capital Client Group, Inc. no RAUMFeb 4, 2015 to May 22, 2025 · San Antonio, Tx
- UBS Financial Services Inc. wirehouseApr 13, 2009 to Oct 14, 2013 · Weehawken, Nj
- Ameriprise Financial Services, LLC national BDFeb 13, 2007 to Mar 12, 2008 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- Capital Client Group, Inc. to Cx Institutional, LLCleft May 22, 2025, registered Jun 13, 2025 (22 days) · Other
- UBS Financial Services Inc. to Capital Client Group, Inc.left Oct 14, 2013, registered Feb 4, 2015 (478 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Ameriprise Financial Services, LLC to UBS Financial Services Inc.left Mar 12, 2008, registered Apr 13, 2009 (397 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Anthony Joseph Picerni left Capital Client Group, Inc. for Cx Institutional, Llc (registered 2025-06-13)May 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address