RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••••• H•••
- M••••• S•••••• wirehouse currentsince Dec 17, 2025 · San Rafael, Ca
- W•••• F•••• A••••••• wirehouseMar 7, 2016 to Dec 3, 2025 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerSep 19, 2012 to Mar 29, 2016 · San Francisco, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 27, 2012 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 8, 2008 to Jun 1, 2009 · Santa Rosa, Ca
- W•••• F•••• A••••••• to M••••• S••••••left Dec 3, 2025, registered Dec 17, 2025 (14 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••left Mar 29, 2016, registered Mar 7, 2016 (-22 days) · corporate re-registration, not a move
- M••••• S•••••• to C••••• S••••• S••••••••• •••• L••left Sep 27, 2012, registered Sep 19, 2012 (-8 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R••••• A••••• H••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-12-17)Dec 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address