D••• S• B••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since May 16, 2025 · Charlotte, Nc
• L•• F•••••••• L•• BD affiliated
  Jan 9, 2019 to Apr 24, 2025 · Fort Mill, Sc
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Sep 24, 2018 to Dec 13, 2018 · Greensboro, Nc
• L•• F•••••••• L•• BD affiliated
  Apr 13, 2012 to Oct 9, 2018 · Lexington, Ky
• E••••• J•••• national BD
  Jan 7, 2008 to Apr 11, 2012 · Lexington, Ky

• L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Apr 24, 2025, registered May 16, 2025 (22 days) · Affiliated broker-dealer or bank to another
• V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••
  left Dec 13, 2018, registered Jan 9, 2019 (27 days) · Affiliated broker-dealer or bank to independent RIA
• L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Oct 9, 2018, registered Sep 24, 2018 (-15 days) · RIA to affiliated broker-dealer or bank
• E••••• J•••• to L•• F•••••••• L••
  left Apr 11, 2012, registered Apr 13, 2012 (2 days) · Other

• ••• Locked
  Apr 24, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address