DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• R••••• W••••••

K••••• P•••••• W••••• S•••••••• L••BD affiliatedWestlake Village, Ca IA-onlyIAPD 5260167

Feed of 09/15/2026

Also filed as Grant Withers

At current firm

1 y

since Jun 2, 2025

In the industry

19 y

since Jan 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
since Jun 2, 2025 · Austin, Tx
C•••••• G•••• P•••••• C••••• S•••••••• I••• independent RIA
Jul 1, 2021 to Jun 13, 2025 · Los Angeles, Ca
C•••••• B••• A•• T•••• C•••••• asset manager
Jan 26, 2016 to Jul 1, 2021 · Los Angeles, Ca
F•••• F••••••••• A••••••• independent RIA
Aug 1, 2012 to Sep 14, 2015 · Los Angeles, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Sep 23, 2011 · Westlake Village, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Nov 13, 2008 to Oct 23, 2009 · Westlake, Ca
A••••••••• L••• other
Jan 8, 2007 to Nov 10, 2008 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• G•••• P•••••• C••••• S•••••••• I••• to K••••• P•••••• W••••• S•••••••• L••
left Jun 13, 2025, registered Jun 2, 2025 (-11 days) · RIA to affiliated broker-dealer or bank
C•••••• B••• A•• T•••• C•••••• to C•••••• G•••• P•••••• C••••• S•••••••• I•••
left Jul 1, 2021, registered Jul 1, 2021 (0 days) · corporate re-registration, not a move
F•••• F••••••••• A••••••• to C•••••• B••• A•• T•••• C••••••
left Sep 14, 2015, registered Jan 26, 2016 (134 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• F••••••••• A•••••••
left Sep 23, 2011, registered Aug 1, 2012 (313 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
A••••••••• L••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Nov 10, 2008, registered Nov 13, 2008 (3 days) · Other

Signals

G•••• R••••• W•••••• left C•••••• G•••• P•••••• C••••• S•••••••• I••• for K••••• P•••••• W••••• S•••••••• L•• (registered 2025-06-02)
Jun 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address