RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• J• G•••••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Boynton Beach, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 24, 2021 to Mar 31, 2025 · Palm Beach Gardens, Fl
- B••••••••• C•••••• M••••••••• L•• independent RIAFeb 8, 2021 to Oct 6, 2021 · Delray Beach, Fl
- T• A••••••••• I••• formerOct 23, 2018 to Jan 11, 2021 · West Palm Beach, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 21, 2018 to Dec 31, 2020 · West Palm Beach, Fl
- K•••• I••••••••• M••••••••• I••• unclassifiedSep 4, 2009 to Feb 4, 2010 · Henderson, Nv
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- B••••••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 6, 2021, registered Nov 24, 2021 (49 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to B••••••••• C•••••• M••••••••• L••left Jan 11, 2021, registered Feb 8, 2021 (28 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Oct 23, 2018 (-800 days) · corporate re-registration, not a move
- K•••• I••••••••• M••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 4, 2010, registered Sep 21, 2018 (3151 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address