RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Jan 18, 2023 · Boise, Id
- A••••••••• F•••••••• S•••••••• L•• national BDSep 15, 2022 to Oct 20, 2022 · Meridian, Id
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Mar 18, 2020 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerAug 23, 2017 to Nov 8, 2018 · Eatonville, Wa
- S••••••• I••••••••• I••• formerSep 19, 2012 to Dec 31, 2014 · Boston, Ma
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Oct 20, 2022, registered Jan 18, 2023 (90 days) · Affiliated broker-dealer or bank to another
- J••• H•••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Mar 18, 2020, registered Sep 15, 2022 (911 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2014, registered Aug 23, 2017 (966 days) · channel change inside one enterprise, not a move
- M•••••• B•••• left A••••••••• F•••••••• S•••••••• L•• for P•••••••• S••••••••• I••• (registered 2023-01-18)Oct 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address