DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gerald Joseph Sharkey
Certified Financial Planner
Feed of 09/14/2026
Also filed as Gerald J Sharkey
At current firm
7 y
since Feb 8, 2019
In the industry
17 y
since May 20, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Feb 8, 2019 · Overland Park, Ks
- Sigfig Wealth Management LLC independent RIANov 22, 2016 to Apr 4, 2017 · San Francisco, Ca
- Td Ameritrade Investment Management, LLC formerFeb 9, 2010 to Dec 5, 2016 · Corte Madera, Ca
- Td Ameritrade, Inc. formerFeb 9, 2010 to Dec 5, 2016 · Corte Madera, Ca
- Securian Financial Services, Inc. formerJun 5, 2009 to Nov 19, 2009 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Sigfig Wealth Management LLC to Creative Planningleft Apr 4, 2017, registered Feb 8, 2019 (675 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 5, 2016, registered Feb 9, 2010 (-2491 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Dec 5, 2016, registered Feb 9, 2010 (-2491 days) · Other
- Securian Financial Services, Inc. to Td Ameritrade, Inc.left Nov 19, 2009, registered Feb 9, 2010 (82 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address