DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• F••••• D••••••••

S•••••• S••••••••• I•••BD affiliatedNewnan, Ga dual registrantIAPD 5265086

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ward D••••••••

At current firm

7 y

since Nov 1, 2018

In the industry

19 y

since Apr 2, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• S••••••••• I••• BD affiliated current
since Nov 1, 2018 · Rome, Ga
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Nov 8, 2018 · Rome, Ga
I••••• F•••••••• C••••••••• former
Aug 10, 2009 to Feb 14, 2018 · Rome, Ga
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Dec 12, 2008 · Rome, Ga
A• G• E•••••• • S•••• I••• unclassified
Apr 5, 2007 to Jan 1, 2008 · Rome, Ga

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to S•••••• S••••••••• I•••
left Nov 8, 2018, registered Nov 1, 2018 (-7 days) · RIA to affiliated broker-dealer or bank
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to I••••• F•••••••• C•••••••••
left Dec 12, 2008, registered Aug 10, 2009 (241 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address