D•••••• B•••• A•••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 19, 2023 · Salt Lake City, Ut
• B••••••• I••••••••• S•••••••• I••• ••••• former
  Dec 9, 2013 to Jul 19, 2023 · Salt Lake City, Ut
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 12, 2011 to Dec 3, 2013 · Ogden, Ut
• E••••• J•••• national BD
  Apr 10, 2007 to Oct 8, 2009 · Logan, Ut

• B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••
  left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
• K•• I••••••••• S••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••
  left Dec 3, 2013, registered Dec 9, 2013 (6 days) · Other
• E••••• J•••• to K•• I••••••••• S••••••• L••
  left Oct 8, 2009, registered Sep 12, 2011 (704 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address