DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• R••• D•••••

L•• F•••••••• L••BD affiliatedCoeur D'Alene, Iddual registrantIAPD 5265316

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• D•••••

At current firm

2 y

since Nov 6, 2023

In the industry

18 y

since May 22, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 6, 2023 · Coeur D'Alene, Id
K••••• A••••••• S•••••••• L•• BD affiliated
Oct 18, 2018 to Nov 8, 2023 · Coeur D Alene, Id
W•••• F•••• A••••••• wirehouse
Sep 24, 2015 to Oct 19, 2018 · Coeur D'Alene, Id
E••••• J•••• national BD
Jun 5, 2008 to Sep 25, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
left Nov 8, 2023, registered Nov 6, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to K••••• A••••••• S•••••••• L••
left Oct 19, 2018, registered Oct 18, 2018 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to W•••• F•••• A•••••••
left Sep 25, 2015, registered Sep 24, 2015 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

J•••• R••• D••••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2023-11-06)
Nov 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address