DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• R••••• H•••••

M••••• G••••• A••••••• I•••independent RIADenver, Co IA-onlyIAPD 5271569

Feed of 09/14/2026

Also filed as M••••••• Marie R•••••

At current firm

0 y

since Jan 16, 2026

In the industry

19 y

since May 11, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Jan 16, 2026 · Sarasota, Fl
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2023 to Jan 7, 2026 · St. Petersburg, Fl
C•••••• S••••• • C••• I••• national BD
Mar 11, 2022 to Jan 23, 2023 · Sarasota, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 18, 2016 to Jan 23, 2023 · Sarasota, Fl
T• A••••••••• I••• former
Oct 18, 2016 to Oct 14, 2022 · Sarasota, Fl
M••••• S•••••• wirehouse
Mar 5, 2013 to Apr 22, 2015 · Clearwater, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 11, 2007 to Jan 17, 2008 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to M••••• G••••• A••••••• I•••
left Jan 7, 2026, registered Jan 16, 2026 (9 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 23, 2023, registered Mar 11, 2022 (-318 days) · channel change inside one enterprise, not a move · moved with a team
C•••••• S••••• • C••• I••• to R•••••• J•••• • A••••••••• I•••
left Jan 23, 2023, registered Feb 13, 2023 (21 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Oct 18, 2016 (-2187 days) · corporate re-registration, not a move
M••••• S•••••• to T• A••••••••• I•••
left Apr 22, 2015, registered Oct 18, 2016 (545 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jan 17, 2008, registered Mar 5, 2013 (1874 days) · Wirehouse to wirehouse

Signals

M••••••• R••••• H••••• no longer holds an investment adviser registration (last listed at M••••• G••••• A••••••• I••• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
M••••••• R••••• H••••• left R•••••• J•••• • A••••••••• I••• for M••••• G••••• A••••••• I••• (registered 2026-01-16)
Jan 7, 2026 · Advisor changed firm · fact
M••••••• R••••• H••••• left C•••••• S••••• • C••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2023-02-13)
Jan 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address