RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• Z•••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jul 2, 2026 · Long Island City, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 10, 2025 to Jan 22, 2026 · Pennington, Nj
- W•••• F•••• A••••••• wirehouseJul 22, 2013 to May 25, 2018 · Norristown, Pa
- P•• W••••• M••••••••• BD affiliatedSep 30, 2010 to Jul 2, 2013 · Rydal, Pa
- W•••••• • R••• formerJun 13, 2008 to Sep 15, 2010 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Jan 22, 2026, registered Jul 2, 2026 (161 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 25, 2018, registered Sep 10, 2025 (2665 days) · Wirehouse to wirehouse · moved with a team
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Jul 2, 2013, registered Jul 22, 2013 (20 days) · Other
- W•••••• • R••• to P•• W••••• M•••••••••left Sep 15, 2010, registered Sep 30, 2010 (15 days) · Other
- A•• Z••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M•• I•••••••• S•••••••• L•• (registered 2026-07-02)Jan 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address