RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• K••••••• J••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 19, 2023 · Caldwell, Id
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 4, 2016 to Oct 18, 2023 · Nampa, Id
- S•••••• P••••••• I••••••••• S••••••••• L•• formerSep 8, 2015 to Dec 15, 2015 · Portland, Or
- L•• F•••••••• L•• BD affiliatedMay 17, 2012 to Sep 9, 2015 · Baker City, Or
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 18, 2023, registered Oct 19, 2023 (1 days) · corporate re-registration, not a move
- S•••••• P••••••• I••••••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 15, 2015, registered Jan 4, 2016 (20 days) · Other
- L•• F•••••••• L•• to S•••••• P••••••• I••••••••• S••••••••• L••left Sep 9, 2015, registered Sep 8, 2015 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address