DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• N••••• W•••••••

S••••• W••••• A•••••••• I•••no RAUMWesterville, Ohdual registrantIAPD 5278424

Feed of 09/14/2026

Also filed as Nate W•••••••

At current firm

0 y

since Dec 15, 2025

In the industry

19 y

since Mar 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Dec 15, 2025 · Westerville, Oh
S•• BD affiliated
Aug 15, 2022 to Oct 6, 2025 · New Albany, Oh
E••••• J•••• national BD
Dec 14, 2018 to Aug 15, 2022 · Bexley, Oh
L•• F•••••••• L•• BD affiliated
Dec 9, 2013 to Dec 26, 2018 · Granville, Oh
E••••• J•••• national BD
Apr 5, 2007 to Dec 10, 2013 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

S•• to S••••• W••••• A•••••••• I•••
left Oct 6, 2025, registered Dec 15, 2025 (70 days) · Other
E••••• J•••• to S••
left Aug 15, 2022, registered Aug 15, 2022 (0 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to E••••• J••••
left Dec 26, 2018, registered Dec 14, 2018 (-12 days) · RIA to affiliated broker-dealer or bank
E••••• J•••• to L•• F•••••••• L••
left Dec 10, 2013, registered Dec 9, 2013 (-1 days) · Other

Signals

R••••• N••••• W••••••• left Spc for S••••• W••••• A•••••••• I••• (registered 2025-12-15)
Oct 6, 2025 · Advisor changed firm · fact
R••••• N••••• W••••••• left E••••• J•••• for Spc (registered 2022-08-15)
Aug 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address