DFX Intelligence
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Registered advisor
J•••••• A••• W••••
Feed of 09/14/2026
At current firm
1 y
since Feb 20, 2025
In the industry
19 y
since May 11, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Chillicothe, Oh
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Feb 21, 2025 · Chillicothe, Oh
- S••••••••• A•••••• A•••••••• I••• formerJan 31, 2020 to Jun 14, 2024 · Chillicothe, Oh
- L•• F•••••••• L•• BD affiliatedApr 29, 2013 to Feb 13, 2020 · Chillicothe, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 18, 2013 · Circleville, Oh
- C•••• I••••••••• S••••••• C•••• formerApr 29, 2008 to Oct 1, 2012 · Circleville, Oh
- E••••• J•••• national BDMay 15, 2007 to Oct 1, 2007 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Feb 21, 2025, registered Feb 20, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Feb 13, 2020, registered Jan 31, 2020 (-13 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Apr 18, 2013, registered Apr 29, 2013 (11 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Oct 1, 2007, registered Apr 29, 2008 (211 days) · Other
Signals
- ••• LockedFeb 21, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address