DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• L•••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 5278841

Feed of 09/15/2026

Also filed as Cynthia Samaniego

At current firm

1 y

since Sep 30, 2024

In the industry

19 y

since Apr 17, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 30, 2024 · Red Oak, Tx
E••••• J•••• national BD
Feb 7, 2014 to Sep 30, 2024 · Red Oak, Tx
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 14, 2014 · Plano, Tx
M••••• S•••••• • C•• L•• unclassified
Mar 11, 2008 to Jun 1, 2009 · Dallas, Tx
U•• F•••••••• S••••••• I••• wirehouse
Apr 19, 2007 to Mar 12, 2008 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to K••••• A••••••• S•••••••• L••
left Sep 30, 2024, registered Sep 30, 2024 (0 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to E••••• J••••
left Jan 14, 2014, registered Feb 7, 2014 (24 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••
left Mar 12, 2008, registered Mar 11, 2008 (-1 days) · Other

Signals

C•••••• L••• left E••••• J•••• for K••••• A••••••• S•••••••• L•• (registered 2024-09-30)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address